Below you will find a list of SEC filing report types and their descriptions.
| Code | Description |
|---|---|
| 1-E, 1-E/A | Notification under Regulation E by small business investment companies and business development companies (and amendment thereto) |
| 1-E AD, 1-E AD/A | Sales material filed pursuant to Rule 607 under Regulation E. (and amendment thereto) |
| 2-E, 2-E/A | Sales material filed pursuant to Rule 609 under Regulation E. (and amendment thereto) |
| 10-12B, 10-12B/A | Initial general form for registration of a class of securities pursuant to section 12(b) (and amendment thereto) |
| 10-12G, 10-12G/A | Initial general form for registration of a class of securities pursuant to section 12(g) (and amendment thereto) |
| 10-D, 10-D/A | Periodic distribution reports by Asset-Backed issuers pursuant to Rule 13a-17 or 15d-17 (and amendment thereto) |
| 10-K, 10-K/A | Annual report pursuant to section 13 and 15(d) (and amendment thereto) |
| 10-KT, 10-KT/A | Transition report pursuant to Rule 13a-10 or 15d-10 (and amendment thereto) |
| 10-Q, 10-Q/A | Quarterly report pursuant to section 13 and 15(d) (and amendment thereto) |
| 10-QT, 10-QT/A | Transition report pursuant to Rule 13a-10 or 15d-10 (and amendment thereto) |
| 11-K, 11-K/A | Annual report of employee stock purchase, savings and similar plans (and amendment thereto) |
| 11-KT, 11-KT/A | Transition report pursuant to Rule 13a-10 or 15d-10 (and amendment thereto) |
| 13F-HR, 13F-HR/A | Initial Quarterly Form 13F Holdings report filed by institutional managers (and amendment thereto) |
| 13F-NT, 13F-NT/A | Initial Quarterly Form 13F Notice Report filed by institutional managers (and amendment thereto) |
| 13H, 13H-Q, 13H-A, 13H-I, 13H-R, 13H-T | Large Trader Registration Information Required of Large Traders Pursuant to the Securities Exchange Act of 1934 and Rule 13h-1 Thereunder. Initial Filing (13H), Amended Filing (13H-Q), Annual Filing (13H-A), Inactive Status (13H-I), Reactivated Status (13H-R), and Termination Filing (13H-T) |
| 144, 144/A | Filing for proposed sale of securities under Rule 144 (and amendment thereto) |
| 15-12B, 15-12B/A | Notice of termination of registration of a class of securities under Section 12(b) (and amendment thereto) |
| 15-12G, 15-12G/A | Notice of termination of registration of a class of securities under Section 12(g) (and amendment thereto) |
| 15-15D, 15-15D/A | Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act (and amendment thereto) |
| 15F-12G, 15F-12G/A | Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(g) (and amendment thereto) |
| 15F-15D, 15F-15D/A | Notice of a foreign private issuers suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act (and amendment thereto) |
| 18-K, 18-K/A | Annual report for foreign governments (and amendment thereto) |
| 20-F, 20-F/A | Annual and transition report of foreign private issuers pursuant to sections 13 or 15(d) (and amendment thereto) |
| 20FR12B, 20FR12B/A | Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(b) (and amendment thereto) |
| 20FR12G, 20FR12G/A | Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(g) (and amendment thereto) |
| 24F-2NT, 24F-2NT/A | Rule 24F-2 notice filed on Form 24F-2 (and amendment thereto) |
| 25, 25/A | Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange (and amendment thereto) |
| 25-NSE, 25-NSE/A | Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities (and amendment thereto) |
| 3, 3/A | Initial statement of beneficial ownership of securities (and amendment thereto) |
| 305B2, 305B2/A | Application for designation of a new trustee under the Trust Indenture Act |
| 4, 4/A | Statement of changes in beneficial ownership of securities (and amendment thereto) |
| 40-6B, 40-6B/A | Application under the Investment Company Act by an employees‟ securities company |
| 40-17F2 | Initial certificate of accounting of securities and similar investments in the custody of management investment companies |
| 40-17F2/A | Amendment |
| 40-17G | Fidelity bond |
| 40-17G/A | Fidelity bond (Amendment) |
| 40-202A/A | Filing 40-202A/A |
| 40-206A/A | Amendment |
| 40-24B2 | Filing of sales literature |
| 40-24B2/A | Filing of sales literature (Amendment) |
| 40-33 | All stockholder derivative actions filed with a court against an investment company or an affiliate |
| 40-6B | Filing 40-6B |
| 40-6B/A | Filing 40-6B (Amendment) |
| 40-8B25 | Document or Report |
| 40-8F-2 | Initial application for de-registration pursuant to Investment Company Act Rule 0-2 |
| 40-APP | Applications under the Investment Company Act other than those reviewed by Office of Insurance Products |
| 40-APP/A | Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment) |
| 40-F | Annual reports filed by certain Canadian issuers |
| 40-F/A | Annual reports filed by certain Canadian issuers (Amendment) |
| 40-OIP | Applications under the Investment Company Act reviewed by Office of Insurance Products |
| 40-OIP/A | Applications under the Investment Company Act reviewed by Office of Insurance Products (Amendment) |
| 40FR12B | Registration of a class of securities of certain Canadian issuers |
| 40FR12B/A | Registration of a class of securities of certain Canadian issuers (Amendment) |
| 40FR12G | Registration of a class of securities of certain Canadian issuers pursuant to Section 12(g) of the 1934 Act |
| 40FR12G/A | Registration of a class of securities of certain Canadian issuers pursuant to Section 12(g) of the 1934 Act (Amendment) |
| 424A | Prospectus |
| 424B1 | Prospectus |
| 424B2 | Prospectus |
| 424B3 | Prospectus |
| 424B4 | Prospectus |
| 424B5 | Prospectus |
| 424B7 | Prospectus |
| 424B8 | Prospectus |
| 425 | Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions |
| 485APOS | Post-effective amendment |
| 485BPOS | Post-effective amendment |
| 485BXT | Post-effective amendment |
| 486APOS | Post-effective amendment |
| 486BPOS | Post-effective amendment |
| 487 | Pre-effective pricing amendment |
| 497 | Definitive materials |
| 497AD | Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 |
| 497H2 | Filings made pursuant to Rule 497(h)(2) |
| 497J | Certification of no change in definitive materials |
| 497K1 | Profiles for certain open-end management investment companies |
| 497K2 | Profiles for certain open-end management investment companies |
| 497K3A | Profiles for certain open-end management investment companies |
| 497K3B | Profiles for certain open-end management investment companies |
| 5 | Insider Trading (Form 5) |
| 5/A | Insider Trading (Form 5) Amendment |
| 6-K | Current report of foreign issuer |
| 6-K/A | Current report of foreign issuer (Amendment) |
| 8-A12B | Registration of a class of securities on a national securities exchange |
| 8-A12B/A | Registration of a class of securities on a national securities exchange (Amendment) |
| 8-A12G | Notification that a class of securities of successor issuer is deemed to be registered |
| 8-A12G/A | Notification that a class of securities of successor issuer is deemed to be registered (Amendment) |
| 8-K | Events or Changes Between Quarterly Reports |
| 8-K/A | Events or Changes Between Quarterly Reports (Amendment) |
| 8-K12B | Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(b) |
| 8-K12B/A | Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(b) (Amendment) |
| 8-K12G3 | Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(g) |
| 8-K12G3/A | |
| 8-K15D5 | Notification of assumption of duty to report by successor |
| 8-M | 8-M Filing |
| 9-M | 9-M Filing |
| ADN-MTL | ADN-MTL Filing |
| ADV-E | ADV-E Filing |
| ADV-H-C | |
| ADV-H-T | |
| ADV-NR | ADV-NR Filing |
| ANNLRPT | Periodic Development Bank filing, submitted annually |
| APP WD | APP WD Filing |
| ARS | Annual Report to Security Holders |
| ARS/A | Annual Report to Security Holders (Amendment) |
| AW | Withdrawal of amendment to a registration statement filed under the Securities Act |
| AW WD | Withdrawal of a request for withdrawal of an amendment to a registration statement |
| CB | Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons |
| CB/A | Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons (Amendment) |
| CERTAMX | Filing CERTAMX |
| CERTNAS | Filing CERTNAS |
| CERTNYS | Filing CERTNYS |
| CERTPAC | Filing CERTPAC |
| CORRESP | Correspondence |
| CT ORDER | Confidential Treatment Order. |
| D | Filing D |
| D/A | Filing D (Amendment) |
| DEF | 14A Definitive proxy statements |
| DEF | 14C Definitive information statements |
| DEFA14C | Definitive additional information statement materials including Rule 14(a)(12) material |
| DEFC14A | Definitive proxy statement in connection with contested solicitations |
| DEFC14C | Definitive information statement - contested solicitations |
| DEFM14A | Definitive proxy statement relating to merger or acquisition |
| DEFM14C | Definitive information statement relating to merger or acquisition |
| DEFN14A | Definitive proxy statement filed by non management |
| DEFR14A | Definitive revised proxy soliciting materials |
| DEFR14C | Definitive revised information statement materials |
| DEL AM | Separately filed delaying amendment |
| DFAN14A | Definitive additional proxy soliciting materials filed by non-management |
| DFRN14A | Revised definitive proxy statement filed by non-management |
| DSTRBRPT | Distribution of primary obligations Development Bank report |
| EFFECT | Filing EFFECT |
| F-1 | Registration statement for securities of certain foreign private issuers |
| F-1/A | Registration statement for securities of certain foreign private issuers (Amendment) |
| F-10 | Registration statement for securities of certain Canadian issuers |
| F-10/A | Registration statement for securities of certain Canadian issuers (Amendment) |
| F-10EF | Auto effective registration statement for securities of certain Canadian issuer under the Securities Act of 1933 |
| F-10POS | Post-effective amendment to a F-10EF registration |
| F-1MEF | A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form F-1 |
| F-3 | Registration statement for specified transactions by certain foreign private issuers |
| F-3/A | Registration statement for specified transactions by certain foreign private issuers (Amendment) |
| F-3ASR | Automatic shelf registration statement of securities of well-known seasoned issuers |
| F-3D | Registration statement for dividend or interest reinvestment plan securities of foreign private issuers |
| F-3D POS | Post-Effective amendment to a F-3D registration |
| F-4 | Registration statement for securities issued by foreign private issuers in certain business combination transactions |
| F-4 POS | Post-effective amendment to a F-4EF registration |
| F-4/A | Registration statement for securities issued by foreign private issuers in certain business combination transactions (Amendment) |
| F-6 | Registration statement for American Depositary Receipts representing securities of certain foreign private issuers |
| F-6 POS | Post-effective amendment to a F-6EF registration |
| F-6/A | Registration statement for American Depositary Receipts representing securities of certain foreign private issuers (Amendment) |
| F-6EF | Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers |
| F-7 | Registration statement for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders |
| F-7 POS | Post-effective amendment to a F-7 registration |
| F-7/A | Amendment |
| F-8 | Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination |
| F-8/A | Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination (Amendment) |
| F-80 | Registration of securities of certain Canadian issuers to be issued in exchange offers or a business combination under the Securities Act of 1933 |
| F-9 | Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers |
| F-9/A | Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers (Amendment) |
| F-N | Notification of the appointment of an agent for service by certain foreign institutions |
| F-X | For appointment of agent for service of process by issuers registering securities |
| F-X/A | For appointment of agent for service of process by issuers registering securities (Amendment) |
| FOCUSN | FOCUSN Filing |
| FOCUSN/A | FOCUSN Filing (Amendment) |
| FWP | Filing under Securities Act Rules 163/433 of free writing prospectuses |
| G-405 | G-405 Filing |
| G-405N | |
| G-FIN | G-FIN Filing |
| G-FIN/A | G-FIN/A Filing (Amendment) |
| MSD | |
| MSD/A | MSD/A Filing (Amendment) |
| MSDW | MSDW Filing |
| N-14 | Initial registration statement for open-end investment company |
| N-14 8C | Initial registration statement filed on Form N14 by closed-end investment company (business combinations) |
| N-14 8C/A | Initial registration statement filed on Form N14 by closed-end investment company (business combinations) Amendment |
| N-14/A | Initial registration statement for open-end investment company (Amendment) |
| N-14AE | Filing N-14AE |
| N-14AE/A | N-14AE (Amendment) |
| N-18F1 | Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1 |
| N-18F1/A | Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1 (Amendment) |
| N-1A | Initial registration statement for open-end management investment companies |
| N-1A/A | Initial registration statement for open-end management investment companies |
| N-2 | Initial filing of a registration statement on Form N-2 for closed-end investment companies |
| N-2/A | Initial filing of a registration statement on Form N-2 for closed-end investment companies (Amendment) |
| N-23C-2 | Notice by closed-end investment companies of intention to call or redeem their own securities |
| N-23C-2/A | Notice by closed-end investment companies of intention to call or redeem their own securities (Amendment) |
| N-23C3A | Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only |
| N-23C3A/A | Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only (Amendment) |
| N-23C3B | Filing N-23C3B |
| N-23C3C | |
| N-23C3C/A | Filing N-23C3C/A |
| N-2MEF | |
| N-3 | Initial registration statement on Form N-3 for separate accounts (management investment companies) |
| N-30B-2 | Periodic and interim reports mailed to investment company shareholders |
| N-30D | Initial annual and semi-annual reports mailed to investment company shareholders |
| N-30D/A | Amendment |
| N-4 | Initial registration statement on Form N-4 for separate accounts (unit investment trusts) |
| N-4/A | Initial registration statement on Form N-4 for separate accounts (unit investment trusts) Amendment |
| N-54A | Notification of election by business development companies |
| N-54C | Notification of election by business development companies |
| N-54C/A | Notification of election by business development companies (Amendment) |
| N-6 | Registration statement for separate accounts |
| N-6/A | Registration statement for separate accounts (Amendment) |
| N-6F | Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F |
| N-8A | Initial notification of registration under section 8(a) filed on Form N-8A |
| N-8A/A | Initial notification of registration under section 8(a) filed on Form N-8A (Amendment) |
| N-8B-2 | Initial registration statement for unit investment trusts |
| N-8B-2/A | Initial registration statement for unit investment trusts |
| N-8F | Application for deregistration made on Form N-8F |
| N-8F/A | Application for deregistration made on Form N-8F (Amendment) |
| N-CSR | Certified annual shareholder report of registered management investment companies |
| N-CSR/A | Certified annual shareholder report of registered management investment companies (Amendment) |
| N-CSRS | Certified semi-annual shareholder report of registered management investment companies |
| N-CSRS/A | Certified semi-annual shareholder report of registered management investment companies (Amendment) |
| N-MFP | Monthly Schedule Of Portfolio Holdings Of Money Market Funds |
| N-PX | Annual Report of Proxy Voting Record of Registered Management Investment Companies |
| N-PX/A | Annual Report of Proxy Voting Record of Registered Management Investment Companies |
| N-Q | Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company |
| N-Q/A | Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company |
| NO ACT | NO ACT Filing |
| NSAR-A | Semi-annual report for management companies |
| NSAR-A/A | Semi-annual report for management companies (Amendment) |
| NSAR-AT | |
| NSAR-B | Annual report for management companies |
| NSAR-B/A | Annual report for management companies (Amendment) |
| NSAR-BT | Transitional annual report filed on Form NSAR |
| NSAR-BT/A | |
| NSAR-U | Annual report for unit investment trusts |
| NSAR-U/A | Annual report for unit investment trusts (Amendment) |
| NT 10-K | Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT |
| NT 10-K/A | Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT (Amendment) |
| NT 10-Q | Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB |
| NT 10-Q/A | Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB (Amendment) |
| NT 11-K | Notice under Rule 12b25 of inability to timely file all or part of a form 11-K |
| NT 15D2 | |
| NT 20-F | Notice under Rule 12b25 of inability to timely file all or part of an annual report of form 20-F |
| NT 20-F/A | |
| NT-NCSR | Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) |
| NT-NCSR/A | Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) Amendment |
| NT-NSAR | Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR |
| NT-NSAR/A | |
| NTFNCSR | |
| NTFNSAR | |
| NTN 10K | Filing NTN 10K |
| NTN 10Q | Filing NTN 10Q |
| NTN 20F | Filing NTN 20F |
| POS 8C | Post-effective amendment by closed-end investment companies |
| POS AM | Post-effective amendment to a registration statement that is not immediately effective upon filing |
| POS AMI | Post-effective amendment |
| POS EX | Post-effective amendment filed solely to add exhibits to a registration statement |
| POS462B | Post-effective amendment to Securities Act Rule 462(b) registration statement |
| POS462C | Post-effective amendment to a registration statement filed under Rule 462(c) |
| POSASR | Post-effective amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR |
| PRE 14A | Preliminary proxy statement not related to a contested matter or merger/acquisition |
| PRE 14C | Preliminary information statement not related to a contested matter or merger/acquisition |
| PREC14A | Preliminary proxy statement in connection with contested solicitations |
| PREC14C | Preliminary information statements - contested solicitations |
| PREM14A | Preliminary proxy statements relating to merger or acquisition |
| PREM14C | Preliminary information statements relating to merger or acquisition |
| PREN14A | Preliminary proxy statement filed by non-management |
| PRER14A | Preliminary revised proxy soliciting materials |
| PRER14C | Preliminary revised information statements |
| PRRN14A | Revised preliminary proxy statement filed by non-management |
| PX14A6G | Notice of exempt solicitation |
| PX14A6N | |
| QRTLYRPT | Periodic Development Bank filing, submitted quarterly |
| REG-NR | REG-NR Filing |
| REGDEX | Regulation D Exemption Filing |
| REGDEX/A | REGDEX Filing (Amendment) |
| RW | Registration Withdrawal Request |
| RW WD | Withdrawal of a Registration Withdrawal Request |
| S-1 | IPO Registration |
| S-1/A | IPO Registration (Amendment) |
| S-11 | Registration statement for securities to be issued by real estate companies |
| S-11/A | Registration statement for securities to be issued by real estate companies (Amendment) |
| S-11MEF | A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 11 |
| S-1MEF | A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 1 |
| S-3 | Registration statement for specified transactions by certain issuers |
| S-3/A | Registration statement for specified transactions by certain issuers (Amendment) |
| S-3ASR | Automatic shelf registration statement of securities of well-known seasoned issuers |
| S-3D | Automatically effective registration statement for securities issued pursuant to dividend or interest reinvestment plans |
| S-3DPOS | Post-effective amendment to a S-3D registration statement |
| S-3MEF | A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 3 |
| S-4 | Registration of securities issued in business combination transactions |
| S-4 POS | Post-effective amendment to a S-4EF registration statement |
| S-4/A | Registration of securities issued in business combination transactions (Amendment) |
| S-4EF | |
| S-4EF/A | |
| S-4MEF | A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4 |
| S-6 | Initial registration statement filed on Form S-6 for unit investment trusts |
| S-6/A | Initial registration statement filed on Form S-6 for unit investment trusts (Amendment) |
| S-8 | Initial registration statement for securities to be offered to employees pursuant to employee benefit plans |
| S-8 POS | Post-effective amendment to a S-8 registration statement |
| S-B | Registration statement for securities of foreign governments and subdivisions |
| S-B/A | Registration statement for securities of foreign governments and subdivisions (Amendment) |
| S-BMEF | A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SB-1 |
| SB-1 | |
| SB-1/A | |
| SB-2 | |
| SB-2/A | |
| SB-2MEF | |
| SC 13D | Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities |
| SC 13D/A | Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities (Amendment) |
| SC 13E3 | Schedule filed to report going private transactions |
| SC 13E3/A | Schedule filed to report going private transactions (Amendment) |
| SC 13G | Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities by passive investors and certain institutions |
| SC 13G/A | Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities by passive investors and certain institutions (Amendment) |
| SC 14D9 | Tender offer solicitation/recommendation statements filed under Rule 14d-9 |
| SC 14D9/A | Tender offer solicitation/recommendation statements filed under Rule 14d-9 (Amendment) |
| SC 14F1 | Statement regarding change in majority of directors pursuant to Rule 14f-1 |
| SC 14F1/A | Statement regarding change in majority of directors pursuant to Rule 14f-1 (Amendment) |
| SC TO-C | Written communication relating to an issuer or third party tender offer |
| SC TO-I | Issuer tender offer statement |
| SC TO-I/A | Issuer tender offer statement (Amendment) |
| SC TO-T | Third party tender offer statement |
| SC TO-T/A | Third party tender offer statement (Amendment) |
| SC13E4F | Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers |
| SC13E4F/A | Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers (Amendment) |
| SC14D1F | Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers |
| SC14D1F/A | Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers (Amendment) |
| SC14D9C | Written communication by the subject company relating to a third party tender offer |
| SC14D9F | |
| SC14D9F/A | |
| SE | SE Filing |
| SP 15D2 | |
| SUPPL | Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers |
| T-3 | Initial application for qualification of trust indentures |
| T-3/A | Initial application for qualification of trust indentures (Amendment) |
| TA-1 | Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 |
| TA-1/A | Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 (Amendment) |
| TA-2 | Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 |
| TA-2/A | Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 (Amendment) |
| TA-W | Notice of withdrawal from registration as transfer agent filed pursuant to the Securities Exchange Act of 1934 |
| TTW | TTW Filing |
| UNDER | |
| UPLOAD | UPLOAD Filing |
| WDL-REQ | WDL-REQ Filing |
| X-17A-5 | X-17A-5 Filing |
| X-17A-5/A | X-17A-5/A Filing |
